39th Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products
FIA Law & Compliance Division
May
5
2017
Date: May 5, 2017
Time: 7:00AM - 9:00AM
Location: Omni Shoreham Hotel, Washington, DC
Speakers
Therese M. Doherty
Speaker
Therese M. Doherty is a Mintz litigator who develops creative strategies to drive successful outcomes for clients. The Legal 500 United States consistently ranks her as one of the nation's top securities lawyers. Therese has a national reputation for defending clients in government investigations.
Alex Guest
Speaker
Consultant, HSBC
Amy McCormick
Speaker
Managing Director, Compliance, National Futures Association
Kurt Windeler
Speaker
Senior Director, Market Regulation, Intercontinental Exchange
Patricia Donahue
Moderator
Senior Vice President, Chief Compliance Officer & Regulatory Counsel, Rosenthal Collins Group