The Securities and Exchange Commission
SEC 32nd Annual Joint Regulatory Conference
Jun
26
2019
Date: June 26, 2019
Time: 4:00AM - 10:00AM
Location: Sheraton Grand Los Angeles Hotel 711 South Hope Street, Los Angeles, CA 90017
The conference is a regulators-only meeting to discuss common enforcement and regulatory concerns; participants typically include the SEC, state securities regulators, self-regulatory organizations, and federal and state white-collar crime agents and prosecutors.
Speakers
Sean T. Prosser
Speaker
Sean T. Prosser is a Mintz Member and former SEC enforcement attorney who defends clients facing shareholder litigation; SEC, FINRA & DOJ investigations and actions; and other government and regulator investigations and enforcement proceedings. He has a substantial securities litigation practice.