Mergers & Acquisitions in the RIA Industry
Jul
29
2020
Date: July 29, 2020
Time: 11:00AM - 12:00PM (EST)
Location: View the Webinar Recording
Due in part to the need for succession plans by owners, 2019 was the seventh consecutive record year for M&A activity in the registered investment adviser industry. 2020 looks to be another incredibly active year in the industry, with Fidelity reporting that RIA M&A activity has roared back to life despite the COVID pandemic. Mintz hosted a webinar with a distinguished panel who discussed the outlook for the future as well as lessons learned from both buyers and sellers in the industry.
Speakers
Larry P. Naughton
Moderator
Larry Naughton is a Mintz corporate attorney who focuses on M&A deals, financings, and strategic agreements. He represents start-ups, emerging companies, and public companies as well as private equity and venture capital funds.
Steve Ganis
Speaker
Steve Ganis is a government and private-sector lawyer at Mintz. His practice focuses on federal banking, securities, and derivatives laws, and he's recognized for his knowledge of anti-money laundering (AML) and sanctions regulations. Steve represents financial institutions and executives.
Richard Veidenheimer
Speaker
Managing Director, Adviser Investments
Elizabeth Nesvold
Speaker
Managing Director, Head of Asset & Wealth Management Investment Banking, Raymond James
Michael Tucci
Speaker
Co-Founder & CEO, Lexington Wealth