Mintz Member Sean Prosser was named to Securities Docket’s 2024 “Enforcement Elite” at its Securities Enforcement Forum this year in DC. The annual list recognizes the “best securities enforcement defense counsel in the industry.”

 

The list honors professionals who can be trusted to handle bet-the-company matters who are also reliable defensive specialists when it comes to SEC Division of Enforcement inquiries.

 

A former SEC enforcement attorney, Sean is a highly experienced litigator with significant experience defending clients facing shareholder litigation, SEC, FINRA, and DOJ investigations and enforcement actions, and other civil and criminal government and regulator investigations and enforcement proceedings. He has defended many clients in securities investigations and while collar actions initiated across the country and California, in particular. His clients have included public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, certified public accountants, individual stock traders, and public officials.

 

Through his substantial securities litigation practice, Sean regularly defends public companies and their executives facing shareholder lawsuits and derivative actions in state and federal courts across the country, including in the Delaware Court of Chancery.

 

View the “Enforcement Elite” list here. 

 

About Securities Docket

Securities Docket is the hub of securities enforcement, hosting the preeminent securities enforcement conferences in the world. Securities Docket launched its annual conference, Securities Enforcement Forum, in Washington, DC in 2012, added a West Coast counterpart, Securities Enforcement Forum West, in 2015, and introduced Securities Enforcement Forum Central in 2023. In February 2025, Securities Docket will host the inaugural Securities Enforcement Forum NY. These events bring together hundreds of current and former senior SEC and DOJ officials, leading securities enforcement and white-collar attorneys, and others who attend in person or via livestream.

 

About Mintz

Mintz is a litigation powerhouse and business accelerator serving leaders in life sciences, private equity, energy, and technology. The world’s most innovative companies trust Mintz to provide expert advice, protect and monetize their IP, negotiate deals, source financing, and solve complex legal challenges. The firm has over 600 attorneys across offices in Boston, Los Angeles, Miami, New York, Washington, DC, San Francisco, San Diego, and Toronto.