State Regulation of Financial Institutions

By Pete S. Michaels

Pete Michaels addresses the uptick in regulatory actions against financial institutions by state agencies and discusses the overlapping regulatory schemes that govern these entities. 

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    Pete S. Michaels

    Pete S. Michaels

    Member / Co-Chair, Financial Services Practice

    Pete S. Michaels is a Mintz attorney who focuses his practice on securities litigation, regulatory proceedings involving financial service companies and products, and compliance matters. He represents financial services firms and insurance companies and their employees, directors, and officers.