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Samuel Asher Effron

Member / Co-chair, Venture Capital & Emerging Companies Practice

[email protected]

+1.212.692.6810

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Sam’s practice focuses on venture capital and other private securities transactions, counseling start-ups and emerging growth companies, funds and crowdfunding platforms. Sam is heavily involved in the start-up community in New York and regularly advises and mentors young companies and entrepreneurs regarding the legal and business issues that they face, and speaks at many of the local accelerators, incubators and co-working spaces.

Sam is a co-editor of MintzEdge, an online resource for entrepreneurs that includes useful tools and information for starting and growing a company, and is the co-editor of MintzTech Connect, Mintz’s periodic newsletter on "all things technology" in the legal and business world.

Sam provides counsel to private companies and venture capital funds operating and investing in a diverse range of industries, including biotech, fintech and financial services, media, artificial intelligence, blockchain, cybersecurity, CPG, insuretech and SaaS, among many others. Sam’s pro bono experience includes assisting asylum seekers apply for permanent asylum in the United States, representing not-for-profit clients to obtain federal tax-exempt status and providing legal services to victims of domestic abuse.

Prior to joining Mintz, Sam worked in the film and television industry on productions shot in and around New York City. He later served as a project manager at an online marketing and strategy agency, where he led a team of designers, writers, and programmers to create websites for clients including musician Sting. Subsequent to his agency work, Sam was the third employee of a start-up specializing in liquidation of technology assets for downsizing dot-com companies.

During law school, Sam was a staff member of the Cardozo Law Review and worked as an intern at the legal departments of This Is That Films and DC Comics.

viewpoints

This issue covers the SEC’s expansion of the “Accredited Investor” and “Qualified Institutional Buyer” definitions, an article on vesting for startups, a discussion of founder stock and vesting, and a feature on East Light Partners.
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In the second installment of Mintz’s multi-part series addressing common questions relating to establishing a new enterprise, Sam Effron and Sebastian Lucier discuss the issuance of shares to the founders, the mechanics and reasoning behind vesting and some important tax consequences relating to share issuances.
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In Harper Lee’s book, To Kill a Mockingbird, the protagonist Atticus Finch tells his son: “One never really understands a person until you consider things from his point of view, until you climb into his skin and walk around in it”. Unless you take the time to stand in another person’s shoes and see the world from that person’s perspective, we really don’t process very well what others may be saying or feeling. In this challenging time of a global pandemic and national outrage for systemic social injustices, we urge all of our readers to listen (truly listen) to your colleagues and try to understand better what it is like to be in another person’s shoes. Black Lives Matter and it is up to all of us to listen, support each other, and to see how we can make this world better. We have assembled a list of books that may help deepen that understanding and encourage us all to work diligently to build the equitable world we all want for ourselves and our fellow citizens.
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This edition of MintzTech Connect features articles on the Federal Reserve Main Street Lending Program and the pros and forms of different forms of business entities.
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Learn about upcoming events for start-ups, entrepreneurs, and the tech community.
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This issue of MintzTech Connect includes tax guidance on the treatment of virtual currencies, a “how-to” for writing gender-neutral agreements, and a podcast on the basics of venture debt.
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MintzEdge 101: FDA for Start-Ups

January 14, 2020| Podcast|

MintzTech upcoming events - October 2019
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This issue of TechConnect covers common Equity Incentive Plan mistakes and profiles event data analytics company Vivastream and Gas It Up, a start-up focused on mobile gasoline delivery.
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Through its product, type:A is striving to bring clean beauty to the mainstream – and so far, that effort has been a striking success. Consumers, influencers, media, and investors have had amazing initial responses to the product, and type:A is working fast to capitalize on this momentum. With the support of Mintz, they have raised an extended seed round to fuel these efforts and allow the business to reach its full potential. Soon, they plan to be the go-to brand for safe, effective, and clean personal hygiene products.
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News & Press

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Law360 covered Mintz's partnership with legal tech provider Clara. The move allows Clara to enter the U.S. market.

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Through its creative partnership with legal tech provider Clara, Mintz provides founders with a cost-efficient way to start a US business. Utilizing Clara’s platform, Mintz created templates that enable users to form Delaware companies and prepare all necessary documents while additionally helping founders to meet all legal requirements.

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My Startup World covered Mintz's collaboration with legal tech provider Clara and quoted Members Dan DeWolf and Sam Effron.

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Mintz advised Cardurion Pharmaceuticals, Inc., a biotechnology company developing novel therapeutics to treat heart failure and other cardiovascular diseases, in a private investment of up to $300 million from Bain Capital Life Sciences and Bain Capital Private Equity that will enable the Boston-based company to expand its drug discovery programs.
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In an article published by STAT, Mintz Member Samuel Effron was quoted on use among biotechnology and other companies of U.S. Securities and Exchange Commission Rule 506(c), which was designed to allow entrepreneurs to solicit funding more broadly.
Fourteen Mintz attorneys have been named New York Super Lawyers for 2017 and thirteen have been named New York Rising Stars. New York Super Lawyers recognizes the top lawyers with the highest degree of peer recognition and professional achievements.  
Mintz has elevated five attorneys to Members of the firm. “These attorneys consistently demonstrate excellence in the delivery of legal services to the firm’s clients,” said Bob Bodian, Managing Member.
Sam Effron, an emerging companies attorney, authored a post on VC Experts Blog tracking the filings for crowdfunding on Form C made with the SEC since May 2016 when Regulation Crowdfunding (Reg CF) went into effect.
Sixteen Mintz attorneys have been named New York Super Lawyers for 2016 and twelve have been named New York Rising Stars. The list will be published in a special advertising supplement in The New York Times Magazine and in a stand-alone magazine, New York Super Lawyers - Metro Edition.
Daniel DeWolf, Co-chair of Mintz’s Venture Capital & Emerging Companies and Technology Practices, and Associates Sam Effron and Rachel Gholston, authored this VC Experts Blog piece providing a clear overview of the best practices businesses can implement when using electronic signatures.
Sam Effron, a New York-based emerging companies attorney, is quoted in this New York Times article discussing new crowdfunding rules that will allow essentially anyone, not just professional investors, to have a stake in entrepreneurs of their choosing.
Thirteen attorneys from Mintz have been named New York Super Lawyers for 2014 and eleven have been named New York Rising Stars. The list will be published in a special advertising supplement in The New York Times Magazine and in a stand-alone magazine, New York Super Lawyers - Metro Edition.
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Events & Speaking

Speaker
Jul
30
2019

TechGC Roundtable

San Francisco, CA

Speaker
Apr
10
2019

TechGC Roundtable

New York, NY

Speaker
Apr
3
2019

The First Most Important Decision for the Entrepreneur: How to Choose the Right Corporate Entity for Your Startup

BioLabs@NYULangone

BioLabs@NYULangone, 180 Varick St., 6th Floor, New York, NY

Speaker
Mar
27
2019

Lunch and Learn at JLABS @ NYC

JLABS @ NYC, 101 6th Ave, New York, NY

Speaker
Speaker
Mar
15
2018

Legal Clinic

NYC MediaLabs

Moderator
Aug
2
2017

New York Business Clinic: Finance, Funding & Legal

Cleantech Open Northeast

New York, NY

Speaker
Aug
2
2017

New York Business Clinic: Finance, Funding & Legal

Cleantech Open Northeast

New York, NY

Speaker
Mar
17
2017

Corporate Formation Workshop

NYC Media Lab

New York, NY

Panelist
Sep
13
2016
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Recognition & Awards

  • New York Super Lawyers: Rising Star – Securities & Corporate Finance (2011 – 2017)

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Involvement

  • Guest Lecturer, High-Growth Corporate Transactions, Cornell Law School at Cornell Tech
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Samuel Asher Effron

Member / Co-chair, Venture Capital & Emerging Companies Practice

New York