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Samuel Asher Effron

Member / Co-chair, Venture Capital & Emerging Companies Practice

[email protected]

+1.212.692.6810

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Sam’s practice focuses on venture capital and other private securities transactions, counseling start-ups and emerging growth companies, funds and crowdfunding platforms. Sam is heavily involved in the start-up community in New York and regularly advises and mentors young companies and entrepreneurs regarding the legal and business issues that they face, and speaks at many of the local accelerators, incubators and co-working spaces.

Sam is a co-editor of MintzEdge, an online resource for entrepreneurs that includes useful tools and information for starting and growing a company, and is the co-editor of MintzTech Connect, Mintz’s periodic newsletter on "all things technology" in the legal and business world.

Sam provides counsel to private companies and venture capital funds operating and investing in a diverse range of industries, including biotech, fintech and financial services, media, artificial intelligence, blockchain, cybersecurity, CPG, insuretech and SaaS, among many others. Sam’s pro bono experience includes assisting asylum seekers apply for permanent asylum in the United States, representing not-for-profit clients to obtain federal tax-exempt status and providing legal services to victims of domestic abuse.

Prior to joining Mintz, Sam worked in the film and television industry on productions shot in and around New York City. He later served as a project manager at an online marketing and strategy agency, where he led a team of designers, writers, and programmers to create websites for clients including musician Sting. Subsequent to his agency work, Sam was the third employee of a start-up specializing in liquidation of technology assets for downsizing dot-com companies.

During law school, Sam was a staff member of the Cardozo Law Review and worked as an intern at the legal departments of This Is That Films and DC Comics.

viewpoints

MintzTech Industry Updates - Regulation Crowdfunding & The Cybersecurity Information Sharing Act
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Mintz was excited to see its client, Current Motor, win the second annual Michigan MobiPrize. Presented by NextEnergy and the University of Michigan’s Sustainable Mobility and Accessibility Research and Transformation (SMART), the award honors Michigan-based mobility entrepreneurs who are developing and commercializing innovative mobility solutions in Michigan.

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Mintz is very excited to announce the launch of “The State of the Cleanweb“ report, which we are proud to support. Within, resources and energy are referred to as “software’s next meal” — and you’ll want to know why! The report was produced by SuperCollider with data powered by CB Insights, and is also supported by New York State Energy Research and Development Authority.

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MintzTech Innovator Profiles - YieldStreet & ChyronHego
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From the days of divesting assets from companies doing business in apartheid South Africa and withholding investments to protest big tobacco, values-based investing has come a long way. And it’s no longer just about hippie companies like Ben & Jerry’s ice cream, which pioneered the concept of corporate social responsibility. With impact investing, investors are now seeking to use the markets to solve the toughest challenges of our time, such as financial inclusion, climate change, access to health care, and affordable housing. So what exactly is impact investing?

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Welcome to the second issue of MintzTech Connect — our bi-monthly newsletter on “all things technology” in the legal and business world, from our perspective, of course. This issue contains some key industry news, profiles on two exciting companies, an article about the ever growing “impact investing” space, and an amazing CleanWeb Report on which we collaborated with other industry participants. Also, don’t miss the list of events taking place in key start-up hubs around the country.

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Three and a half years after the passage of the JOBS Act, the SEC on October 30, 2015 adopted final rules for Title III of that Act, more popularly known as equity crowdfunding and dubbed by the SEC as “Regulation Crowdfunding” (we refer to it as “Reg. CRWD”).
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We are thrilled to provide you with the first issue of MintzTech Connect, a bi-monthly newsletter on “all things technology” in the legal and business world, from our perspective, of course. We intend MintzTech Connect to be a periodic, easily digestible update for you to hear what we in the Technology Practice at Mintz are doing and seeing in the industry. Each issue will contain a profile of a company that is making headlines in the technology world in any number of ways, which may include its novel technology, its approach to a particular issue, and itsimpact on the world of sustainability, clean technology, or even biotechnology. Our philosophy is that “every company is a technology company” in one way or another and technology pervades our lives in many interesting and unique ways — MintzTech Connect will aim to highlight and identify many of those ways. In addition, each issue will provide you with important updates in the industry from a legal and/or regulatory perspective, or will identify areas in which change may be forthcoming. In this highly regulated industry it is important to keep abreast of the ever-changing landscape, and we will help you do just that. Finally, each issue will contain an abbreviated list of upcoming events taking place in the major technology hubs around the country so that you can pick and choose where to focus your energy in the next few months. We are excited to share our inaugural issue with you and sincerely hope you enjoy it and share it with friends and colleagues. Stay tuned for more from us in the coming months!

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MintzTech Industry Update - Cybersecurity & Data Breach
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MintzTech Leaders in the News - Helping The Hult Prize Finalists
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News & Press

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Law360 covered Mintz's partnership with legal tech provider Clara. The move allows Clara to enter the U.S. market.

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Through its creative partnership with legal tech provider Clara, Mintz provides founders with a cost-efficient way to start a US business. Utilizing Clara’s platform, Mintz created templates that enable users to form Delaware companies and prepare all necessary documents while additionally helping founders to meet all legal requirements.

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My Startup World covered Mintz's collaboration with legal tech provider Clara and quoted Members Dan DeWolf and Sam Effron.

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Mintz advised Cardurion Pharmaceuticals, Inc., a biotechnology company developing novel therapeutics to treat heart failure and other cardiovascular diseases, in a private investment of up to $300 million from Bain Capital Life Sciences and Bain Capital Private Equity that will enable the Boston-based company to expand its drug discovery programs.
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In an article published by STAT, Mintz Member Samuel Effron was quoted on use among biotechnology and other companies of U.S. Securities and Exchange Commission Rule 506(c), which was designed to allow entrepreneurs to solicit funding more broadly.
Fourteen Mintz attorneys have been named New York Super Lawyers for 2017 and thirteen have been named New York Rising Stars. New York Super Lawyers recognizes the top lawyers with the highest degree of peer recognition and professional achievements.  
Mintz has elevated five attorneys to Members of the firm. “These attorneys consistently demonstrate excellence in the delivery of legal services to the firm’s clients,” said Bob Bodian, Managing Member.
Sam Effron, an emerging companies attorney, authored a post on VC Experts Blog tracking the filings for crowdfunding on Form C made with the SEC since May 2016 when Regulation Crowdfunding (Reg CF) went into effect.
Sixteen Mintz attorneys have been named New York Super Lawyers for 2016 and twelve have been named New York Rising Stars. The list will be published in a special advertising supplement in The New York Times Magazine and in a stand-alone magazine, New York Super Lawyers - Metro Edition.
Daniel DeWolf, Co-chair of Mintz’s Venture Capital & Emerging Companies and Technology Practices, and Associates Sam Effron and Rachel Gholston, authored this VC Experts Blog piece providing a clear overview of the best practices businesses can implement when using electronic signatures.
Sam Effron, a New York-based emerging companies attorney, is quoted in this New York Times article discussing new crowdfunding rules that will allow essentially anyone, not just professional investors, to have a stake in entrepreneurs of their choosing.
Thirteen attorneys from Mintz have been named New York Super Lawyers for 2014 and eleven have been named New York Rising Stars. The list will be published in a special advertising supplement in The New York Times Magazine and in a stand-alone magazine, New York Super Lawyers - Metro Edition.
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Events & Speaking

Speaker
Jul
30
2019

TechGC Roundtable

San Francisco, CA

Speaker
Apr
10
2019

TechGC Roundtable

New York, NY

Speaker
Apr
3
2019

The First Most Important Decision for the Entrepreneur: How to Choose the Right Corporate Entity for Your Startup

BioLabs@NYULangone

BioLabs@NYULangone, 180 Varick St., 6th Floor, New York, NY

Speaker
Mar
27
2019

Lunch and Learn at JLABS @ NYC

JLABS @ NYC, 101 6th Ave, New York, NY

Speaker
Speaker
Mar
15
2018

Legal Clinic

NYC MediaLabs

Moderator
Aug
2
2017

New York Business Clinic: Finance, Funding & Legal

Cleantech Open Northeast

New York, NY

Speaker
Aug
2
2017

New York Business Clinic: Finance, Funding & Legal

Cleantech Open Northeast

New York, NY

Speaker
Mar
17
2017

Corporate Formation Workshop

NYC Media Lab

New York, NY

Panelist
Sep
13
2016
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Recognition & Awards

  • New York Super Lawyers: Rising Star – Securities & Corporate Finance (2011 – 2017)

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Involvement

  • Guest Lecturer, High-Growth Corporate Transactions, Cornell Law School at Cornell Tech
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Samuel Asher Effron

Member / Co-chair, Venture Capital & Emerging Companies Practice

New York