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Insurance & Financial Services

Multidisciplinary Team To Help You Navigate Today’s Regulatory Environment

From insurance brokers and corporate officers to multinational banks and global reinsurers, our attorneys have a wide range of experience representing clients across the Insurance & Financial Services industry. Mintz’s multidisciplinary team, consisting of attorneys from virtually every practice in the firm, is dedicated to guiding you through any litigation, regulatory, or transactional matter that your business might face. That’s why one of the largest multinational finance and insurance corporations in the US has relied on Mintz to resolve dozens of complex litigation and insurance & reinsurance disputes for the past two decades.

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Our Experience

The Restatement of the Law, Liability Insurance Case Study
Mintz was retained by Liberty Mutual to respond to the American Law Institute’s effort to remake the existing law of liability insurance.
Bank Successfully Forecloses on Loan Mortgages Case Study
Mintz represented Anglo Irish Bank in a successful New York County Supreme Court action to foreclose $165 million in construction loan mortgages. The judge authorized a receiver to complete construction of the building and charge the financing of the bank to the mortgager.
Multinational Insurance Co. Obtains Favorable Settlements Case Study
Mintz successfully represented a leading insurance company and affiliates in litigation and arbitration proceedings valued at over $30 million. The matters settled on extremely favorable terms for the clients.

Areas of Focus

Our Approach

Mintz has decades of experience representing clients in complex insurance and financial regulatory matters. We represent broker-dealers, commercial banks, futures commission merchants, insurance companies, investment banks, mutual funds, private equity funds, underwriters, venture capital firms, and other financial investment organizations, including institutional investors, such as pension funds, universities, and corporations. We have had great success representing financial institutions, corporate officers and directors, issuers, underwriters, and auditors in high-stakes securities-related litigation, government enforcement actions, and appeals before federal and state courts and regulatory bodies.

Services We Provide
  • Venture Capital & Private Equity Relations
  • Bondholder & Trustee Representation
  • Fund & Brokerage Counsel
  • Initial Public Offerings
  • Institutional Investor & Pension Fund Counsel
  • Institutional Investor Class Action Recovery
  • Insurance Law
  • Litigation & Investigations
  • Risk Management
  • Corporate Financings
  • Workouts & Bankruptcies
Insurance Law Capabilities
  • Advertising & Personal Injury
  • Bad Faith
  • Bankruptcy-related Claims
  • Commercial General Liability
  • Directors & Officers (D&O)
  • Employment Liability
  • Environmental & Asbestos
  • Fidelity (crime)
  • Product Liability
  • Professional Liability
  • Reinsurance Coverage Disputes
  • Transactional Insurance
Clients We Serve
  • Angel Investors
  • Insurance Brokers
  • Insurers & Reinsurers
  • Institutional Investors
  • Investment Banks
  • Issuers of Securities
  • Mutual Funds
  • Pension Funds
  • Private Equity Investors
  • Underwriters
  • Venture Capital Investors

Meet Mintz