Samuel Asher Effron
Member / Co-chair, Venture Capital & Emerging Companies Practice
+1.212.692.6810
Sam’s practice focuses on venture capital and other private securities transactions, counseling start-ups and emerging growth companies, funds and crowdfunding platforms. Sam is heavily involved in the start-up community in New York and regularly advises and mentors young companies and entrepreneurs regarding the legal and business issues that they face, and speaks at many of the local accelerators, incubators and co-working spaces.
Sam is a co-editor of MintzEdge, an online resource for entrepreneurs that includes useful tools and information for starting and growing a company, and is the co-editor of MintzTech Connect, Mintz’s periodic newsletter on "all things technology" in the legal and business world.
Sam provides counsel to private companies and venture capital funds operating and investing in a diverse range of industries, including biotech, fintech and financial services, media, artificial intelligence, blockchain, cybersecurity, CPG, insuretech and SaaS, among many others. Sam’s pro bono experience includes assisting asylum seekers apply for permanent asylum in the United States, representing not-for-profit clients to obtain federal tax-exempt status and providing legal services to victims of domestic abuse.
Prior to joining Mintz, Sam worked in the film and television industry on productions shot in and around New York City. He later served as a project manager at an online marketing and strategy agency, where he led a team of designers, writers, and programmers to create websites for clients including musician Sting. Subsequent to his agency work, Sam was the third employee of a start-up specializing in liquidation of technology assets for downsizing dot-com companies.
During law school, Sam was a staff member of the Cardozo Law Review and worked as an intern at the legal departments of This Is That Films and DC Comics.
viewpoints
Mintz Venture Watch — Volume 7: A Report on Deal Trends from Q1 and Q2 2024
September 27, 2024 | Article | By Daniel DeWolf, Samuel Asher Effron, Jeremy Glaser
This edition of Mintz Venture Watch reports on the firm’s VC transaction activity in the first half of 2024. During this period, Mintz represented issuers and investors in the technology, life sciences, energy, and other sectors in 73 transactions valued at more than $980 million.
MintzTech Connect: All Things Technology — September 2024
September 18, 2024 | Article | By Daniel DeWolf, Samuel Asher Effron
This issue of MintzTech Connect covers a federal court ruling blocking the nationwide enforcement of the FTC’s noncompete rule, a checklist for foreign companies expanding into the US, and a spotlight on GUDEA, a tech company using AI-driven tools to help companies predict, map, and influence information flows across social networks.
MintzTech Connect: All Things Technology — June 2024
June 13, 2024 | Article | By Daniel DeWolf, Samuel Asher Effron
This issue of MintzTech Connect covers the FTC’s controversial final rule banning most post-employment non-competes, qualified small business stock issues affecting the conversion of an LLC into a corporation, clinical trial innovator Radicle Science, and an event co-sponsored by Mintz and the Sustainable Media Center, which focused on the impact of social media on today’s youth.
MintzTech Connect: All Things Technology — March 2024
March 20, 2024 | Article | By Daniel DeWolf, Samuel Asher Effron
This issue of MintzTech Connect covers Corporate Transparency Act compliance requirements, considerations for companies undertaking Section 409A valuations, and Mintz’s year in review of laws impacting employee non-competition, non-solicitation, and non-disclosure agreements.
Mintz Venture Watch — Volume 6: A Report on Deal Trends from 2023
February 6, 2024 | Article | By Daniel DeWolf, Samuel Asher Effron, Jeremy Glaser
This edition of Mintz Venture Watch reports on the firm’s VC transaction activity in 2023. Mintz represented issuers and investors in the technology, energy, life sciences, and other sectors in more than 130 transactions valued at over $2.6 billion.
MintzTech Connect Client Spotlight: Moolah Kicks Founder Natalie White Recognized as a “30 Under 30” by Forbes
December 15, 2023 | Article | By Daniel DeWolf, Samuel Asher Effron
As reported in Forbes, Natalie White was recognized as a “30 under 30” for Sports. Natalie founded Moolah Kicks, the first basketball shoe brand focused solely on women.
MintzTech Connect: All Things Technology — December 2023
December 15, 2023 | Article | By Daniel DeWolf, Samuel Asher Effron
This issue of MintzTech Connect covers a Globe and Mail piece on Mintz’s continued expansion in Toronto, Biden’s executive order on artificial intelligence, Forbes magazine’s recognition of Moolah Kicks founder Natalie White’s inclusion on its “30 Under 30” list, and our Client Corner podcast featuring a conversation with NextGen Jane Co-founder & CEO Ridhi Tariyal.
MintzTech Connect Industry News: Spotlight on mePrism
September 12, 2023 | Article | By Samuel Asher Effron
Read about mePrism, a technology company that helps customers remove their personal information from the internet.
MintzTech Connect: All Things Technology — September 2023
September 12, 2023 | Article | By Daniel DeWolf, Samuel Asher Effron
This issue of MintzTech Connect covers QSBS issues related to converting an LLC into a corporation, legal decisions regarding cryptocurrencies and whether they are subject to SEC regulation, how Mintz’s partnership with Antler led to our work for oral health innovator peri, and a spotlight on mePrism, a tech company that helps customers remove their personal information from the internet.
MintzTech Connect: All Things Technology — May 2023
May 24, 2023 | Article | By Daniel DeWolf, Samuel Asher Effron
Spring is in the air but it is a challenging time to understand which way the wind is blowing on the emerging companies space. On the one hand, we saw a pause in investment activity at the end of 2022 and the first few months in 2023. On the other hand, we have seen a noticeable uptick of investment activity in the last six weeks. Again, on the one hand (a different set of hands) we recently saw a significant market correction in terms of valuations. But on the other hand, we have not seen a lot of the more punitive investment terms such as multiple participating preferences or pay to play provisions that we witnessed in the great recession in 2009 and the post bubble period in 2001.
News & Press
Law360 covered Mintz's partnership with legal tech provider Clara. The move allows Clara to enter the U.S. market.
Through its creative partnership with legal tech provider Clara, Mintz provides founders with a cost-efficient way to start a US business. Utilizing Clara’s platform, Mintz created templates that enable users to form Delaware companies and prepare all necessary documents while additionally helping founders to meet all legal requirements.
My Startup World covered Mintz's collaboration with legal tech provider Clara and quoted Members Dan DeWolf and Sam Effron.
Mintz Advises Cardurion Pharmaceuticals in Investment of up to $300 Million from Bain Capital
November 02, 2021
Mintz Promotes Five Attorneys to Member
May 26, 2017
Regulation Crowdfunding: A Six-Month Update
December 20, 2016
Yes, E-signatures Are Enforceable
July 12, 2016
Events & Speaking
BioLabs@NYULangone: Financing Strategies for Emerging Companies in the New Normal
View the Webinar Recording
The First Most Important Decision for the Entrepreneur: How to Choose the Right Corporate Entity for Your Startup
BioLabs@NYULangone
BioLabs@NYULangone, 180 Varick St., 6th Floor, New York, NY
Recognition & Awards
New York Super Lawyers: Rising Star – Securities & Corporate Finance (2011 – 2017)
Involvement
- Guest Lecturer, High-Growth Corporate Transactions, Cornell Law School at Cornell Tech