Skip to main content

Samuel Asher Effron

Member / Co-chair, Venture Capital & Emerging Companies Practice

[email protected]

+1.212.692.6810

Follow:
Share:

Sam’s practice focuses on venture capital and other private securities transactions, counseling start-ups and emerging growth companies, funds and crowdfunding platforms. Sam is heavily involved in the start-up community in New York and regularly advises and mentors young companies and entrepreneurs regarding the legal and business issues that they face, and speaks at many of the local accelerators, incubators and co-working spaces.

Sam is a co-editor of MintzEdge, an online resource for entrepreneurs that includes useful tools and information for starting and growing a company, and is the co-editor of MintzTech Connect, Mintz’s periodic newsletter on "all things technology" in the legal and business world.

Sam provides counsel to private companies and venture capital funds operating and investing in a diverse range of industries, including biotech, fintech and financial services, media, artificial intelligence, blockchain, cybersecurity, CPG, insuretech and SaaS, among many others. Sam’s pro bono experience includes assisting asylum seekers apply for permanent asylum in the United States, representing not-for-profit clients to obtain federal tax-exempt status and providing legal services to victims of domestic abuse.

Prior to joining Mintz, Sam worked in the film and television industry on productions shot in and around New York City. He later served as a project manager at an online marketing and strategy agency, where he led a team of designers, writers, and programmers to create websites for clients including musician Sting. Subsequent to his agency work, Sam was the third employee of a start-up specializing in liquidation of technology assets for downsizing dot-com companies.

During law school, Sam was a staff member of the Cardozo Law Review and worked as an intern at the legal departments of This Is That Films and DC Comics.

viewpoints

Cynthia Larose – Chair of the Privacy & Security Practice Group at Mintz – was named by the National Diversity Council as one of the 50 Most Powerful Women in Technology for 2016. Honorees are women serving as top leaders in their organizations and professions, who maintain a record of accomplishments in areas of expertise, operate with the highest integrity, demonstrate a commitment to corporate citizenship, and serve as effective role models to inspire the next generation of female professionals.

Read more
Our client Gotham Greens is pioneering the urban agriculture field by providing its diverse retail, restaurant, and institutional customers with premium-quality lettuces and herbs grown from rooftop greenhouses in NYC and Chicago. The company’s pesticide-free, non-GMO produce is grown using ecologically sustainable methods, meeting the highest standards of food safety. Sent to local stores and grocers, its crops are designed for eating, not travel. But the real innovation lies in Gotham Greens’s 100% clean energy–powered, climate-controlled, urban greenhouses, which produce over 50% more crops than conventional greenhouses while using 25% less energy per pound.

Read more
In this issue we feature Gotham Greens, an amazing company growing premium quality lettuces and herbs on large urban rooftops in NYC and Chicago. Environmentally conscious and also fast-growing, Gotham Greens epitomizes the ideal of creating meaningful economic value by doing good! We also highlight a number of interesting legal proposals that could affect email privacy and angel investing. Additionally, we discuss a new law that will facilitate the resales of securities of private companies and a new tax credit for biotech companies based in NYC.
Read more
MintzTech Industry Update - The HALOS Act & The Email Privacy Act
Read more
The Venture Café Foundation believes that every person with an idea should feel empowered to become a successful entrepreneur, regardless of background, origin, or education. The company is a Massachusetts Not­for­Profit Corporation, incorporated as a 501(c)(3) organization whose mission is to connect the innovation community, expand the definition of innovation, and build a more inclusive innovation economy. The Venture Café Foundation enhances and accelerates the innovation process through workspaces, programs, and conversations for individuals and organizations to gather and build relationships.

Read more
As the Northeast begins (hopefully) to thaw out and we head into an early spring (so said the Groundhog), we are excited to deliver our new issue of MintzTech Connect — our bimonthly newsletter on “all things technology” in the legal and business world, from our perspective, of course.

Read more
Mintz is proud to be one of the exclusive legal sponsors of the 2016 MIT 100K Competition providing mentorship to semi-finalists and support for the many events during the course of the competition.
Read more
This month we turn the spotlight on Conduce, our client in beautiful Carpinteria, California, that is transforming the way companies see and understand all of their data to make better decisions. Conduce gives leaders a single pane of glass where they can see internal and external data from any source, and explore it any way they want — any data from any source in a single intuitive interface. It puts people in the middle of their data.

Read more
President Obama signed into law the Fixing America’s Surface Transportation Act (the “FAST Act”) on December 4, 2015 to address the nation’s infrastructure challenges. 
Read more
On December 4, 2015, the Fixing America’s Surface Transportation Act (the “FAST Act”) was signed into law by President Obama.
Read more
Read less

News & Press

News Thumbnail Mintz

Law360 covered Mintz's partnership with legal tech provider Clara. The move allows Clara to enter the U.S. market.

Press Release Thumbnail Mintz

Through its creative partnership with legal tech provider Clara, Mintz provides founders with a cost-efficient way to start a US business. Utilizing Clara’s platform, Mintz created templates that enable users to form Delaware companies and prepare all necessary documents while additionally helping founders to meet all legal requirements.

News Thumbnail Mintz

My Startup World covered Mintz's collaboration with legal tech provider Clara and quoted Members Dan DeWolf and Sam Effron.

Press Release Thumbnail Mintz
Mintz advised Cardurion Pharmaceuticals, Inc., a biotechnology company developing novel therapeutics to treat heart failure and other cardiovascular diseases, in a private investment of up to $300 million from Bain Capital Life Sciences and Bain Capital Private Equity that will enable the Boston-based company to expand its drug discovery programs.
News Thumbnail Mintz
In an article published by STAT, Mintz Member Samuel Effron was quoted on use among biotechnology and other companies of U.S. Securities and Exchange Commission Rule 506(c), which was designed to allow entrepreneurs to solicit funding more broadly.
Fourteen Mintz attorneys have been named New York Super Lawyers for 2017 and thirteen have been named New York Rising Stars. New York Super Lawyers recognizes the top lawyers with the highest degree of peer recognition and professional achievements.  
Mintz has elevated five attorneys to Members of the firm. “These attorneys consistently demonstrate excellence in the delivery of legal services to the firm’s clients,” said Bob Bodian, Managing Member.
Sam Effron, an emerging companies attorney, authored a post on VC Experts Blog tracking the filings for crowdfunding on Form C made with the SEC since May 2016 when Regulation Crowdfunding (Reg CF) went into effect.
Sixteen Mintz attorneys have been named New York Super Lawyers for 2016 and twelve have been named New York Rising Stars. The list will be published in a special advertising supplement in The New York Times Magazine and in a stand-alone magazine, New York Super Lawyers - Metro Edition.
Daniel DeWolf, Co-chair of Mintz’s Venture Capital & Emerging Companies and Technology Practices, and Associates Sam Effron and Rachel Gholston, authored this VC Experts Blog piece providing a clear overview of the best practices businesses can implement when using electronic signatures.
Sam Effron, a New York-based emerging companies attorney, is quoted in this New York Times article discussing new crowdfunding rules that will allow essentially anyone, not just professional investors, to have a stake in entrepreneurs of their choosing.
Thirteen attorneys from Mintz have been named New York Super Lawyers for 2014 and eleven have been named New York Rising Stars. The list will be published in a special advertising supplement in The New York Times Magazine and in a stand-alone magazine, New York Super Lawyers - Metro Edition.
Read less

Events & Speaking

Speaker
Jul
30
2019

TechGC Roundtable

San Francisco, CA

Speaker
Apr
10
2019

TechGC Roundtable

New York, NY

Speaker
Apr
3
2019

The First Most Important Decision for the Entrepreneur: How to Choose the Right Corporate Entity for Your Startup

BioLabs@NYULangone

BioLabs@NYULangone, 180 Varick St., 6th Floor, New York, NY

Speaker
Mar
27
2019

Lunch and Learn at JLABS @ NYC

JLABS @ NYC, 101 6th Ave, New York, NY

Speaker
Speaker
Mar
15
2018

Legal Clinic

NYC MediaLabs

Moderator
Aug
2
2017

New York Business Clinic: Finance, Funding & Legal

Cleantech Open Northeast

New York, NY

Speaker
Aug
2
2017

New York Business Clinic: Finance, Funding & Legal

Cleantech Open Northeast

New York, NY

Speaker
Mar
17
2017

Corporate Formation Workshop

NYC Media Lab

New York, NY

Panelist
Sep
13
2016
Read less

Recognition & Awards

  • New York Super Lawyers: Rising Star – Securities & Corporate Finance (2011 – 2017)

Read less

Involvement

  • Guest Lecturer, High-Growth Corporate Transactions, Cornell Law School at Cornell Tech
Read less

Samuel Asher Effron

Member / Co-chair, Venture Capital & Emerging Companies Practice

New York