Mintz advised the underwriters in connection with a $90 million underwritten offering by Rezolute, Inc. of 20,786,923 shares of common stock and pre-funded warrants to purchase up to 6,905,385 shares of common stock. The common stock is listed on the Nasdaq Capital Market under the symbol “RZLT.”  

Guggenheim Securities acted as the sole book-running manager for the offering. BTIG, H.C. Wainwright & Co., and Jones acted as lead managers for the offering. Craig-Hallum and Maxim Group LLC acted as co-managers for the offering.

The Mintz corporate team included Members Bill Hicks and John Rudy in the Boston office, Member Alok Choksi in the New York office, and Associates Samantha Silver, Gretchen Goyette, and Nicole Gaston in the San Diego office. Of Counsel Benjamin Zegarelli provided regulatory advice, Associate Edmund Koundakjian, Ph.D., provided intellectual property advice, and Member Gregg Benson and Associate David Salamon provided tax advice.

More information about the transaction is available here.